Responsibilities

• To review and ensure the sales process for 3rd party products are conducted according to internal guidelines and MAS regulations.
• Client onboarding (Client Risk Scoring, and Name Screening) and to document the rationale/ investigation findings
• Complete background checks and prepare case file (including corroboration against internal thresholds) for review by 2nd line as required
• Corroborate Source of Funds ("SOF") and Source of Wealth ("SOW") for High-Risk Customers ("HRC") for recommendation and approval.
• Coordinate between business units and Compliance department for AML matters
• Assist in identifying policy gaps, business issues, documentation gaps and formulate/improve policies, procedures, and practices
• Participate and/or lead new initiatives and projects as planned by the PFA Operations and IT department.

Job Requirements:

• Degree holder with at least 1 yearof experience in the financial services industry
• Comfortable with Microsoft Excel, including experience with formulas and basic functions.
• Familiar with Singapore insurance processes and systems.
• Knowledge in Financial Crime matters (AML / ABC) is preferred.

Interested applicants please send your resume in MS Words format and attn it to Tan Joanna (R1104661).

Short listed candidates will be notified

www.ambition.com.sg

EA Registration Number: R1104661

Data provided is for recruitment purposes only

Business Registration Number: 200611680D. Licence Number: 10C511