Senior Manager, Compliance
KRISTAL ADVISORS (SG) PTE. LTD.
Key Responsibility:
Required Skills and Qualifications:
- Provide subject matter compliance advisory across global businesses on cross-border and region-specific requirements and restrictions.
- Conduct AML due diligence and respond to AML/KYC inquiries from third parties.
- Respond to regulatory inquiries such as surveys.
- Compliance data analysis.
- Perform regulatory reviews and reporting.
- Undertake the investigation and assessment of transaction monitoring alerts.
- Collaborate with relevant departments to evaluate and address potential issues identified through transaction monitoring.
- Ensure that all reviews and investigation conclusions are adequately documented.
- Update compliance policies and procedures.
- Ensure that policies and procedures are aligned with changes in local laws and regulations.
- Facilitate effective internal collaboration.
- Serve as a liaison between compliance and other departments to foster a coordinated approach to compliance.
- Work collaboratively with legal, risk management, and other teams to address compliance-related concerns and implement corrective actions.
- Participate in ad hoc projects and tasks as assigned, ensuring the effective completion of all responsibilities.
Required Skills and Qualifications:
- The candidate must have at least 5 years of experience.
- Experience in interacting with regulators (esp. MAS).
- An inquisitive and analytical mind with the ability to proactively identify and analyse problems, and propose viable solutions.
- The ability to work to deadlines whilst maintaining a high degree of accuracy and quality; handle multiple tasks and prioritise effectively.
- A keen attention to detail as well as an ability to view the bigger picture.
- Good understanding of guidelines, reputation and regulatory risks.
- Excellent communication skills to liaise with all stakeholders.
- Excellent Excel skills.
JOB SUMMARY
Senior Manager, Compliance
KRISTAL ADVISORS (SG) PTE. LTD.
Singapore
4 hours ago
N/A
Full-time
Senior Manager, Compliance