Senior Manager, Product & Sales Compliance
MANULIFE (SINGAPORE) PTE. LTD.
The incumbent is a senior member of the Product and Sales Compliance team and will be required to contribute to achieving the Company and Distribution's strategic plan and annual business plan in a compliance manner.
Position Responsibilities:
Required Qualifications:
When you join our team:
Position Responsibilities:
- Provide compliance advisory support to business stakeholders for day-to-day operations and for new business initiatives.
- Review product related materials, training materials, marketing and sales promotion materials.
- Review third party due diligence submission from various channels, covering new onboarding and periodic review.
- Manage new and amended regulations and provide support and advice to business units to meet regulatory requirements.
- Support Head of Product and Sales Compliance in regulatory liaison and management matters, including coordination of all regulatory requests, surveys and questionnaires.
- Assist to prepare Compliance reports and training materials.
- Assist to maintain Compliance policies and procedures for annual or regular review.
- Assist to prepare training materials and facilitate Compliance trainings to MFA staff and agency.
- Co-ordinate and manage risk management and business continuity management matters.
- Provide guidance and coaching to junior team members in the team.
- Any other projects / duties as may be assigned
Required Qualifications:
- Bachelor's degree of audit, finance or business relevance or higher with at least 8 years of compliance experience in similar capacity in the financial industry, preferably within a life insurance or banking environment.
- Excellent working knowledge of Insurance Act, Financial Advisers Act, other relevant MAS regulations and guidelines and LIA materials.
- Strong understanding of life insurance, financial advisory environment and business needs and able to provide solutions to support business stakeholders.
- Ability to work with minimal supervision.
- Good written and oral communication skills.
- Ability to communicate, articulate and summarize clearly to non-technical audiences on Compliance considerations and issues.
- Good analytical and problem-solving skills.
- Meticulous and detail oriented.
- Strong ethical compass.
- Good strategic and critical thinking skills.
When you join our team:
- We'll empower you to learn and grow the career you want
- We'll recognize and support you in a flexible environment where well-being and inclusion are more than just words.
- As part of our global team, we'll support you in shaping the future you want to see.
JOB SUMMARY
Senior Manager, Product & Sales Compliance
MANULIFE (SINGAPORE) PTE. LTD.
Singapore
12 days ago
N/A
Full-time
Senior Manager, Product & Sales Compliance