Compliance Officer
CELESTIAL TECH PTE. LTD.
We are seeking an experienced Compliance Officer to establish and lead the compliance function for our newly founded hedge fund. This is a pivotal role for a proactive, knowledgeable professional who can design, implement, and maintain a robust compliance framework from the ground up. The ideal candidate will have deep expertise in hedge fund compliance, a strong understanding of global regulatory environments (with emphasis on MAS, SFC, SEC, and other relevant jurisdictions), and the ability to partner with senior management to build a culture of integrity and risk management.
Key Responsibilities
Requirements
Key Responsibilities
- Establish and Oversee Compliance Framework
- Design, implement, and maintain comprehensive compliance policies, procedures, and controls tailored to hedge fund operations and regulatory requirements.
- Build internal systems for ongoing compliance monitoring, surveillance, and reporting.
- Ensure the fund's operations and documentation (including AML/KYC, trading, valuation, and risk management) meet all regulatory standards.
- Regulatory Compliance and Reporting
- Serve as the primary point of contact for regulatory bodies (e.g., MAS, SFC, SEC), managing all inquiries, audits, and examinations.
- Oversee timely and accurate regulatory filings (e.g., Form PF, Form ADV, Form N-PORT/N-CEN), and keep abreast of evolving reporting requirements.
- Advise management on regulatory changes and implement necessary policy updates.
- Risk Assessment and Internal Controls
- Conduct regular compliance risk assessments and internal audits to identify, assess, and mitigate potential compliance risks.
- Develop and execute corrective action plans to address any compliance gaps or weaknesses.
- Training and Culture
- Provide ongoing compliance training and guidance to all staff, fostering a strong culture of compliance and ethical conduct.
- Promote firm-wide awareness of compliance obligations and best practices.
- Operational Collaboration
- Collaborate with Legal, Finance, Operations, and Investment teams to ensure a holistic approach to risk management and compliance integration.
- Oversee due diligence of third-party service providers and ensure robust recordkeeping and document retention.
Requirements
- 5-10 years of proven compliance experience within the hedge fund or asset management industry, ideally with direct experience setting up compliance frameworks for new funds.
- Strong knowledge of global hedge fund regulations, including but not limited to MAS, SFC, SEC, and relevant fund structures (e.g., 40 Act, UCITS).
- Demonstrated ability to develop and implement compliance programs, policies, and procedures from inception.
- Experience managing regulatory relationships and responding to audits and inquiries.
- Excellent analytical, problem-solving, and communication skills, with the ability to interact effectively at all organizational levels.
- Bachelor's degree in Law, Finance, or related field; relevant certifications (e.g., CAMS, CFA, ICA, or equivalent) are a plus.
- Entrepreneurial mindset, able to work independently and thrive in a fast-paced, dynamic environment.
JOB SUMMARY
Compliance Officer
CELESTIAL TECH PTE. LTD.
Singapore
a day ago
N/A
Full-time
Compliance Officer