Our client is an expanding financial advisory firm in Singapore. They are seeking a new Compliance Executive who will ensure that the company functions in a legal and ethical manner while meeting its business goals. The supervisor for the role will be the Head of Compliance.

This is an in-person role with the workplace located in the Kallang area, Singapore. Hybrid working arrangement may be discussed with the supervisor.

Roles and Responsibilities

• Support the Risk and Compliance department
• Perform responsibilities to ensure company complies with regulatory requirements which includes balanced scorecard audits, regulatory reporting, misconduct investigation and administrative support
• Motivated to stay abreast of regulatory developments and take charge of communicating the changes and support implementation; not limited to Financial Advisers Act, Personal Data Protection Act.
• Conduct due diligence on new business relationships and support on-going due diligence requirements from business partners.

Requirements

• Minimum 'A' level or Diploma with experience in the financial advisory industry.
• Having a compliance qualification or experience in the FA or insurance industry will be an advantage
• Familiar and skillful with the use of Microsoft software, especially Excel.
• Strong communication skills to liaise with different stakeholders.
• Diligent, able to work independently and under pressure.
• Willing to learn, positive attitude, curious, adaptability to the organisational culture and a team player.
• Singapore Citizen / PR

Benefits

• Variable Bonus
• Annual Leave from 14 days
• Medical Insurance
• Flexi work hours

We regret that we will be in touch with shortlisted candidates only. We seek your understanding on this.

For clarifications, please contact karyn(@)jobsjolt.com (Personnel Reg: R24120779)

Employment Agency: Jobs Jolt Private Limited

EA Licence No.: 24C2131

www.jobsjolt.com

www.remotejobsasia.com