Sales, Product & Marketing Compliance

• Good understanding of best practices in Compliance within a high-regulation financial environment.
• Understand compliance requirements related to marketing materials and product promotions, ensuring alignment with regulatory standards and internal policies.
• Support the review and approval process of marketing content to ensure fair, balanced, and non-misleading communication.

Financial Crime Compliance

• Understand compliance requirements related to AML/CFT, ensuring alignment with regulatory standards and internal policies
• Support the new business customer onboarding in identifying high risk customers and performing enhanced due diligence
• Support the ongoing monitoring program for name screening / transaction monitoring / customer risk scoring processes, including performing alert resolution, investigation and further follow-up actions.

Technology & Automation in Compliance

• Assist and participate in AML automation projects
• Supporting implementation of new control processes
• Contributing to AI and technology transformation initiatives in Financial Crime Compliance (FCC)
• Use data extraction and analytics tools to enhance AML processes and decision-making.

Change Management & Training

• Support change management efforts for automation and data-driven process improvements.
• Support in briefings and training sessions for users on new or revised compliance workflows and tools.

Broader Compliance Knowledge

• Understand key compliance areas such as:
• Anti-Bribery and Corruption
• Data Privacy and Protection
• Participate in compliance reviews, risk assessments, and policy updates.

Stakeholder Engagement

• Collaborate with first-line business units to understand operational compliance needs.
• Learn to manage diverse stakeholders across different work environments and cultures.

Minimum Job Requirements:

Experience

1. Strong interest in compliance, technology, and data analytics.
2. Analytical and detail-oriented with a proactive learning mindset.
3. Strong communication and interpersonal skills.
4. Comfortable working in a dynamic, cross-functional environment.

Education

Bachelor's Degree in Data Science, Statistics, Mathematics, Computer Science, or a related field

Certifications/licenses

1. Compliance-related certifications would be an advantage, such as CAMS, ICA (Certificate/ International Advanced Certificate/ International Advanced Diploma) in AML, ICA Professional Postgraduate Diploma in FCC.

Special Skills and Qualities

1. Ability to engage and influence relevant stakeholders and senior management to achieve the desired outcome.
2. Excellent problem-solving skills, attention to detail, and ability to communicate complex data insights clearly.
3. Ability to work independently and as part of a team in a fast-paced environment.
4. Diligence in delivering quality work and strong commitment to meeting timelines.