Compliance Manager
Job post no longer accepts applications
JOBSHINE PTE. LTD.
Key Responsibilities
Requirements
- Advising Management and staff on regulations
- Perform gap analysis on new/updated regulations
- Drafting of Compliance procedures
- Licensing of representatives
- Managing the Singapore KYC process for customers. This includes reviewing client documents and performing due diligence on prospective customers and performing ongoing reviews of existing customers
- Managing the Singapore KYT process. This includes the review and update of AML/CFT policies and procedures in line with the prevailing regulatory requirements and review of the transaction monitoring alerts, including appropriateness of transaction monitoring parameters
- Monitoring - Implement robust Compliance monitoring programme to ensure that Compliance policies are complied with
- Provide compliance related training to staff
- Escalating compliance issues to Head of Compliance following results of reviews
- Collaborate with the business units to foster a positive compliance and governance culture through effective compliance awareness, engagement, advisory and monitoring programs
Requirements
- Bachelor's degree in Finance, Law, Business, or a related discipline
- Minimum 8 years of relevant work experience in a regulated financial institution
- Knowledge of the Securities & Futures Act, Payment Services Act, Insurance and Trust Companies Acts in Singapore and corresponding prevailing AML/CFT regulations
- Sound judgment in identifying risks in order to proactively escalate to Management
- Meticulous with good analytical skills, detail-orientated, team player, proficient in time management and able to represent Compliance in Group projects
- Demonstrate ability to effectively review and analyse data/situation and apply judgement to resolve issues in a timely manner
JOB SUMMARY
Compliance Manager
JOBSHINE PTE. LTD.
Singapore
15 days ago
N/A
Full-time
Job post no longer accepts applications
Compliance Manager
Job post no longer accepts applications