Compliance Monitoring & Testing Specialist
Job post no longer accepts applications
TANGSPAC CONSULTING PTE LTD
Responsibilities:
Competencies:
- Assist the Head of Compliance with Monitoring & Surveillance, implementation of Management & Functional Controls ("MFCs")
- Identify and rectify control weakness through ongoing review/monitoring of the AML/S/CFT/ABC control framework from group and local regulatory requirement perspective
- Conduct all necessary regular reviews and surveillance on Compliance and AML/S/CFT/ABC controls framework, including but not limited to tax, client acceptance, periodic review process, transaction monitoring, etc
- Prepare working papers and draft monitoring reports for review; follow up and monitor clearance of issues
- Assist in the preparation and submission of compliance/regulatory reports for management, regulators, auditors, etc.
- Assist in preparation of material for Compliance training
- Assist in audits and inspections, and investigations where required
- Assist Head of General Compliance & Monitoring and Testing and the Compliance team in any other work matters such as AML/S/CFT/ABC and general advice (for example licencing, new regulations watch, new product procedure).
- Involvement in ad hoc special work projects as and when required
Competencies:
- Basic bachelor's degree;
- 5-9 years of relevant experience in monitoring & surveillance or tax, preferably in Singapore private bank;
- A keen interest to learn and perform Monitoring & Surveillance matters as well as AML/S/CFT/ABC;
- Excellent interactive, communication and writing skills;
- Able to provide alternative solutions to business;
- Motivated and innovative; able to handle issues and resolve challenges in collaboration with colleagues;
- Team player
JOB SUMMARY
Compliance Monitoring & Testing Specialist
TANGSPAC CONSULTING PTE LTD
Singapore
a month ago
N/A
Full-time
Job post no longer accepts applications
Compliance Monitoring & Testing Specialist
Job post no longer accepts applications