Responsibilities:

• Oversee and review KYC documentation, SoW corroboration, and onboarding assessments to ensure regulatory compliance and consistency with internal standards.
• Provide guidance on client risk assessments, complex structures, and higher-risk relationships.
• Act as a key escalation point for Front Office queries and onboarding challenges.
• Review and approve periodic review submissions, ensuring quality, completeness, and adherence to regulatory timelines.
• Challenge assessments where necessary and provide constructive feedback to RMs and CLM team members.
• Identify thematic issues and control gaps arising from PR activities.
• Supervise the handling of TM alerts, including review of supporting documentation and responses.
• Provide direction on escalation of unusual or suspicious activities in line with internal policies.
• Ensure consistency and quality of TM submissions across the team.
• Lead, mentor, and supervise CLM Associates; provide coaching, technical guidance, and performance feedback.
• Allocate workload, monitor turnaround times, and ensure team capacity aligns with business demands.
• Serve as a subject-matter expert within the CLM function.
• Drive process improvement initiatives and participate in CLM-related projects to strengthen efficiency, controls, and client experience.
• Contribute to policy interpretation, implementation, and enhancement of CLM frameworks.
• Support management reporting, issue tracking, and regulatory or internal audit engagements.
• Undertake ad-hoc assignments or initiatives as directed by management.

Requirements:

• Bachelor's degree with 5+ years of relevant experience in private banking or wealth management, with strong exposure to AML/CFT, KYC, PR, and TM.
• Proven subject-matter expertise with prior experience in coaching or supervising junior staff.
• Strong stakeholder management skills with the ability to engage and challenge Front Office constructively.
• Excellent analytical, documentation, and decision-making capabilities.
• Strong understanding of MAS Notice 626 and practical application within private banking.

** This Singapore-based position is opened to Singaporeans only.

We regret that only shortlisted candidates will be notified.

GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | Nurul Amirah | Registration No: R22108940