Compliance Officer

SOFOS CAPITAL MANAGEMENT PTE. LTD.
*MAS Reporting
*Review financial reporting and handle Auditor and Tax agent
Key responsibilities
1.\tDevelop, implement, and maintain compliance policies, procedures, and frameworks
2.\tConduct compliance monitoring and internal audits to assess adherence to regulatory requirements
3.\tLiaise with regulators, auditors, and external consultants when required.
4.\tPrepare and review regulatory reports and filings, annual declaration, including MAS returns
5.\tConduct in review of customer due diligence (CDD) processes, anti-money laundering (AML) compliance, and risk assessments
6.\tConduct compliance training sessions to enhance awareness of regulatory requirements
7.\tMonitor and interpret changes in regulatory guidelines, compliance adjustment
Required Qualifications & skills
1.\tExperience in a financial services regulatory compliance/internal audit role/fund management industry
2.\tKnowledge of MAS regulations
3.\tAbility and willingness to research regulations independently
4.\tFamiliarity with AML/CFT regulations and customer due diligence processes
*Review financial reporting and handle Auditor and Tax agent
Key responsibilities
1.\tDevelop, implement, and maintain compliance policies, procedures, and frameworks
2.\tConduct compliance monitoring and internal audits to assess adherence to regulatory requirements
3.\tLiaise with regulators, auditors, and external consultants when required.
4.\tPrepare and review regulatory reports and filings, annual declaration, including MAS returns
5.\tConduct in review of customer due diligence (CDD) processes, anti-money laundering (AML) compliance, and risk assessments
6.\tConduct compliance training sessions to enhance awareness of regulatory requirements
7.\tMonitor and interpret changes in regulatory guidelines, compliance adjustment
Required Qualifications & skills
1.\tExperience in a financial services regulatory compliance/internal audit role/fund management industry
2.\tKnowledge of MAS regulations
3.\tAbility and willingness to research regulations independently
4.\tFamiliarity with AML/CFT regulations and customer due diligence processes
JOB SUMMARY
Compliance Officer

SOFOS CAPITAL MANAGEMENT PTE. LTD.
Singapore
2 days ago
N/A
Full-time
Compliance Officer