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Compliance Officer


SOFOS CAPITAL MANAGEMENT PTE. LTD.
2 days ago
Posted date
2 days ago
N/A
Minimum level
N/A
Full-timeEmployment type
Full-time
OtherJob category
Other
*MAS Reporting

*Review financial reporting and handle Auditor and Tax agent

Key responsibilities

1.\tDevelop, implement, and maintain compliance policies, procedures, and frameworks

2.\tConduct compliance monitoring and internal audits to assess adherence to regulatory requirements

3.\tLiaise with regulators, auditors, and external consultants when required.

4.\tPrepare and review regulatory reports and filings, annual declaration, including MAS returns

5.\tConduct in review of customer due diligence (CDD) processes, anti-money laundering (AML) compliance, and risk assessments

6.\tConduct compliance training sessions to enhance awareness of regulatory requirements

7.\tMonitor and interpret changes in regulatory guidelines, compliance adjustment

Required Qualifications & skills

1.\tExperience in a financial services regulatory compliance/internal audit role/fund management industry

2.\tKnowledge of MAS regulations

3.\tAbility and willingness to research regulations independently

4.\tFamiliarity with AML/CFT regulations and customer due diligence processes
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JOB SUMMARY
Compliance Officer
SOFOS CAPITAL MANAGEMENT PTE. LTD.
Singapore
2 days ago
N/A
Full-time

Compliance Officer