• Be part of a growing securities firm's compliance journey
• Shape compliance in a dynamic financial services environment

About Our Client

Our client is a fast-growing licensed financial institution in Singapore, with a strong focus on securities and asset management. Backed by a reputable regional financial group, the firm offers a dynamic environment where entrepreneurial thinking is encouraged, and employees are given the platform to make a tangible impact. Joining now means being part of an exciting build-out phase with clear opportunities for career growth and close collaboration with senior leadership.

Job Description

• Provide guidance to the business on laws, regulations, and industry best practices, while serving as the custodian of the firm's compliance policies and frameworks.
• Establish, update, and enforce policies, procedures, and internal controls to ensure the firm operates in full alignment with regulations, AML/CFT requirements, and other applicable standards.
• Identify and assess enterprise-wide risks, implement mitigation measures, and monitor internal processes to strengthen governance and support informed decision-making by senior management.
• Prepare for and coordinate with regulators during inspections or audits, ensuring timely responses, accurate documentation, and proactive issue resolution.

The Successful Applicant

• At least 4 years of compliance experience within the financial services industry, preferably in securities, brokerage, or asset management.
• Strong knowledge of regulations and AML/CFT frameworks, with proven ability to apply these in a practical, business-oriented manner.
• Hands-on experience with regulatory audits and inspections, including preparation of reports, documentation, and follow-up with regulators.
• Excellent interpersonal and communication skills, with the ability to work closely with senior stakeholders and advise on governance and risk management issues.

What's on Offer

A high-impact role with direct exposure to senior leadership, where you will shape the compliance function in a growing financial institution, backed by competitive compensation and clear opportunities for long-term career growth.

Michael Page International Pte Ltd | Registration No. 199804751N