This role offers a unique opportunity to gain broad exposure across regulatory advisory, marketing material reviews, and operational compliance matters within a dynamic asset management environment

SCOPE & RESPONSIBILITIES

• Provide compliance advisory support on marketing materials, cross-border activities, and investment-related matters.

• Review and maintain compliance policies, manuals, and procedures to align with evolving regulatory requirements.

• Conduct due diligence on outsourcing arrangements and support regulatory reporting (e.g. MAS surveys, CPF, offshore fund submissions).

• Develop and deliver compliance training, including IBF-accredited modules and cross-border/advertising requirements.

• Support compliance management reporting, Board updates, and the execution of the Annual Compliance Plan and RCSA process.

EXPERIENCE & REQUIREMENTS

• At least 5 years of relevant compliance experience in global asset management firms, with a degree in Business or Law.

• Strong knowledge of SFA, FAA, CIS Code, CPF Investment Guidelines, and familiarity with the VCC Act; exposure to US SEC/CFTC regulations is a plus.

• Proven ability to interpret and apply regulatory requirements in a practical, business-aligned manner.

• Highly organised, self-motivated, and hands-on, with strong execution and stakeholder engagement skills.

• Clear and concise communication, with a collaborative mindset and the ability to work independently.