[PERM] Compliance Manager – Asset Management firm
Job post no longer accepts applications
Responsibilities:
- Oversee and manage end to end AML/KYC due diligence checks and compliance matters as required under Capital Market Service (CMS) license requirements
- Develop, implement and maintain a robust compliance framework to ensure controls are in place
- Review, revise and uplift all compliance manuals and policies and procedures, including Enterprise Wide Risk Assessment (EWRA)
- Identify regulatory trends and developments that impact business areas and advise on any material impacts to current activities
- Provide regulatory/compliance advisory support to relevant business units
- Provide advice with respect to marketing requirements of funds in various jurisdictions
- Organize and conduct staff compliance trainings
- Assist with or take charge of ad-hoc projects or tasks as may be assigned from time-to-time
Requirements:
- Degree with min 6 years of relevant compliance experience within the fund management, investment management or capital market service licensed entity or regulatory consulting environment
- Good knowledge of key applicable regulations such as the Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, AML/CFT regulations
Please state your availability, current and expected salary in the resume.
We regret that only shortlisted candidates will be notified.
GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | Eddie Tang | Registration No: R1221129
JOB SUMMARY
[PERM] Compliance Manager – Asset Management firm
Singapore
a month ago
Senior
Full-time