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[PERM] Compliance Manager – Asset Management firm
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EA License No.: 09C3051/ 11C3793
a month ago
Posted date
a month ago
SeniorMinimum level
Senior
FinanceJob category
Finance

Responsibilities:

  • Oversee and manage end to end AML/KYC due diligence checks and compliance matters as required under Capital Market Service (CMS) license requirements
  • Develop, implement and maintain a robust compliance framework to ensure controls are in place
  • Review, revise and uplift all compliance manuals and policies and procedures, including Enterprise Wide Risk Assessment (EWRA)
  • Identify regulatory trends and developments that impact business areas and advise on any material impacts to current activities
  • Provide regulatory/compliance advisory support to relevant business units
  • Provide advice with respect to marketing requirements of funds in various jurisdictions
  • Organize and conduct staff compliance trainings
  • Assist with or take charge of ad-hoc projects or tasks as may be assigned from time-to-time

 

Requirements:

  • Degree with min 6 years of relevant compliance experience within the fund management, investment management or capital market service licensed entity or regulatory consulting environment
  • Good knowledge of key applicable regulations such as the Securities & Futures Act, Financial Advisers Act, MAS Notices and Guidelines, AML/CFT regulations


Please state your availability, current and expected salary in the resume.

 

We regret that only shortlisted candidates will be notified.

GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | Eddie Tang | Registration No: R1221129

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JOB SUMMARY
[PERM] Compliance Manager – Asset Management firm
Singapore
a month ago
Senior
Full-time