Compliance Manager (Asset Management)
Job post no longer accepts applications
Responsibilities:
- Examining laws and regulations applicable to the Company
- Ensure that appropriate systems and controls to manage its legal and regulatory risks are in place and are in line with the internal policies and procedures
- Provide advisory and manage any Anti-Money Laundering (AML) queries
- Conduct due diligence checks and account/profile reviews at Client onboarding or periodically, in accordance to regulations and the Company’s policies
- Review any transactional alerts or investment restrictions generated from portfolio management system
- Review marketing materials, completion of appropriate forms and account forms
- Work with relevant departments or personnel in case of customer and operational complaints
Requirements:
- Degree holder or higher with 6 - 8 years of related Private Banking/Asset Management experience
- Fluent in English and Mandarin as candidate are dealing with Greater China Market
- Strong communication and writing skills
Email: Nurul.amirah@gmprecruit.com
** This Singapore-based position is opened to Singaporeans only.
We regret that only shortlisted candidates will be notified.
GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | Nurul Amirah | Registration No: R22108940
JOB SUMMARY