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Compliance Manager (Asset Management)
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EA License No.: 09C3051/ 11C3793
a month ago
Posted date
a month ago
SeniorMinimum level
Senior
FinanceJob category
Finance

Responsibilities:

  • Examining laws and regulations applicable to the Company
  • Ensure that appropriate systems and controls to manage its legal and regulatory risks are in place and are in line with the internal policies and procedures
  • Provide advisory and manage any Anti-Money Laundering (AML) queries
  • Conduct due diligence checks and account/profile reviews at Client onboarding or periodically, in accordance to regulations and the Company’s policies
  • Review any transactional alerts or investment restrictions generated from portfolio management system
  • Review marketing materials, completion of appropriate forms and account forms
  • Work with relevant departments or personnel in case of customer and operational complaints

 

Requirements:

  • Degree holder or higher with 6 - 8 years of related Private Banking/Asset Management experience
  • Fluent in English and Mandarin as candidate are dealing with Greater China Market
  • Strong communication and writing skills

Email: Nurul.amirah@gmprecruit.com

** This Singapore-based position is opened to Singaporeans only.

 

We regret that only shortlisted candidates will be notified.

GMP Technologies (S) Pte Ltd   |   EA Licence: 11C3793   |   Nurul Amirah |   Registration No: R22108940

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JOB SUMMARY
Compliance Manager (Asset Management)
Singapore
a month ago
Senior
Full-time