Senior Compliance Executive

Maybank | Date Posted: 1-Jul-2018
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Job Nature:
Position Level:
Bachelor's / Honours, Masters / PhD

Job Description

Responsibilities :-
  • To advise on regulatory changes/updates from MAS, ABS, PB Code of Conduct and other regulatory bodies;
  • To anticipate potential risk change on regulatory compliance matters and highlight the impacts to the relevant business unit;
  • Identify measures to mitigate regulatory risk and breaches;
  • To liaise with senior and regional management in order to execute Compliance plans;
  • To assist line management in resolving Compliance issues which arise in Private Banking;
  • To provide training to business in areas of procedures and practices necessary to achieve compliance;
  • To understand and implement Compliance control procedures using all relevant internal and external rules and regulations that apply to the conduct of the business;
  • To assist in implementation of new changes in policies;
  • To utilise a wide range of influencing, negotiation and escalation techniques that are appropriate and required during the course of performing the duties.

Requirements :-
  • A good degree with at minumum 5 years' experience in a Regulatory Compliance Advisory role preferred;
  • Strong working knowledge of financial services regulations (FAA, SFA, Banking Act), products & services, cross-border compliance as well as regulatory protocols;
  • Strong analytical and problem-solving skills;
  • Strong communication and interpersonal skills;
  • Ability to work as part of a team;
  • Good understanding of regulatory requirements;
  • Good report writing ability.
Mature candidate are welcome to apply.
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