Senior Compliance Analyst - KYC/AML (Corporate Bank, $4,000 - $5,000)

Recruit Express Pte Ltd| Date Posted: 11-Jun-2021
EA Licence No: 99C4599|EA Personal Registration No: R1986990
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Job Nature:
Position Level:
Job Category:
Diploma, Bachelor's / Honours

Job Description

Jobs Responsibilities


  • Assess each client Onboarding scenario and apply the appropriate level of Customer Due Diligence to ensure complete documentation 
  • Ensure 100% compliance
  • Research and analyze background of new and existing clients. Communicate and explain any reasons for rejection to brokers or requestors in course of research
  • Perform regular periodic reviews of client accounts based on set review dates
  • Review and approve changes to Client Data Maintenance, and update data into Client Onboarding systems, update systems and other workflow tools as necessary
  • Provide day-to-day AML/KYC advice and guidance to the brokers
  • Identify and escalate to the Legal, Compliance or MLRO (Advisory), based on escalation matrix, any issues, risks or control weaknesses in Onboarding process, work/low systems and controls and suggest possible solutions
  • Keep abreast of regulatory and legal initiatives, highlighting significant AML/KYC/sanctions compliance issues and advising on implications of changes in regulation to the Onboarding process
  • Maintain procedures, system controls and identify key process improvements related to the KYC/AML processes for all business products

Job Requirements

  • Min. 4-5 years of relevant experience in Coporate Banking

Application Procedures
Interested candidates, please email your resume to:

Attention: Lynn Mak Ling Ling (CEI No. R1986990)
[Click Here to Email Your Resume]
Recruit Express Pte Ltd (EA No. 99C4599)

Company Overview
Recruit Express Pte Ltd