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Regulatory Compliance (Banking)

Recruit Legal| Date Posted: 27-Jun-2020
EA Licence No: 16S8107|EA Personal Registration No: R2091323
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Job Nature:
Position Level:
Diploma, Bachelor's / Honours, Masters / PhD

Job Description

Our client is a global bank seeking a Regulatory Compliance professional. The successful candidate will provide advisory services, training, compliance review and impact analysis to all departments on regulatory matters related to the Banking Act, FAA and SFA. He/She will also enforce the requirements under the Representative Notification Framework, perform due diligence for new employee onboarding, prepare relevant regulatory lodgements, review and check for fulfilment of CPD hours by appointed representatives. Additionally, he/she will assist in matters relating to FATCA, CRS, deposit insurance, and in the required submissions. He/She will monitor regulatory updates and advise the branch on implementing of appropriate measures, and assist with preparing correspondences with regulatory law enforcement agencies when needed.


The ideal candidate must have at least 4 years of Regulatory Compliance experience. He/She should have good knowledge of the relevant regulatory requirements and frameworks under SFA, FAA and the Banking Act. He/She should be a meticulous person with excellent communication and interpersonal skills, with the ability to work independently.


Interested candidates may contact and send in your resume to Levia at [Click Here to Email Your Resume] for a private and confidential discussion.


Levia Ji
@ Ji Heli

EA License No: 16S8107 | EA Personnel Registration No: R2091323

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