Snaphunt Pte Ltd

Product Compliance Officer

Snaphunt Pte Ltd| Date Posted: 22-Oct-2020
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Job Nature:
Position Level:
Entry Level, Experienced
ITE/ NITEC/ Higher NITEC, Diploma, Bachelor's / Honours

Job Description

The Job 

You will be responsible for : 

  • Providing advice and inputs to the business on regulatory/ compliance issues with respect to the launch, offering, structuring and distribution of the applicable asset class or service.
  • Developing controls and systems to monitor sales/marketing/operational processes and its risks and compliance with regulatory requirements.
  • Assisting in regulatory audits and ensuring that policies and documentation are maintained
  • Proactively identifying current/potential compliance issues and ensuring these are appropriately escalated so that appropriate remedial actions are taken in a timely manner.
  • Testing compliance programs and providing constructive feedback on improving risk based approach
  • Conducting training on compliance matters to raise compliance awareness across the organisation.
  • Building a strong relationship with external regulators and providing them with necessary information when required

The Profile 

  • You have at least 2 years of solid experience in a similar role within Financial Services.
  • You have strong knowledge of local regulatory regulations.
  • You are proactive, initiative and always looking for ways to improve practices and processes.
  • You are highly analytical and detail-oriented.
  • You possess excellent communication and business partnering skills and can collaborate effectively with multiple stakeholders.
  • You are extremely adaptable and can work under pressure in fast-paced, changing environments

The Employer 

Our client is a fast-growing technology firm in the FinTech industry. They have a highly-capable and diverse workforce that is pushing boundaries with new features and enhancements that will revolutionise the industry. Join them for a fulfilling journey!


The Offer 

  • Excellent opportunity within an exciting firm
  • Experience working with a dynamic and diverse workforce
  • This role will accelerate your career


Ref :61763002

Company Overview
Snaphunt Pte Ltd