*NEW* Contract Insurance Operations Executive - Quality Advisory & Standards ($3,300)

Recruit Express Pte Ltd| Date Posted: 16-Nov-2020
EA Licence No: 99C4599|EA Personal Registration No: R1986990
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Job Nature:
Contract
Position Level:
Entry Level, Experienced
Qualification:
Diploma, Bachelor's / Honours

Job Description

Jobs Responsibilities

  • Assist the Quality Advisory & Standards team in the organization and identify gaps, if any in the monitoring process and recommend appropriate measures to ensure professional standards are met.  
  • Ensures proper procedures and robust measures are put in place 
  • Ensures that quality advices are provided to customers in accordance to Fair Dealings guideline and Representatives adhere to good conduct practices.  
  • Identify, own and manage key risks and controls relevant to the role.
  • Maintain appropriate records and ensure that controls are well designed and operating effectively to keep the risks
  • Ensure that representatives receive adequate training to fulfil their compliance obligations.
  • Ensure that new regulatory requirements impacting the department/function are implemented, and an effective process is in place for regulatory consultations to be reviewed and analysed by subject matter experts.
  • Ensure that potential control gaps, failures or breaches that could or have already resulted in a regulatory breach are escalated in accordance with issued guidelines.
  • Provide guidance and ensure appropriate levels of financial advisory knowledge and experience within the team to support the delivery of Fair Dealing Outcomes.

 

Job Requirements

  • Min. Diploma / Degree
  • Min. 1-2 years working experience in the financial industry providing financial advice (i.e. financial consultatns)
  • Knowledge of Balanced Scorecard (BSC) Framework and Industry Competency requirements
  • Able to start work within short notice

 

Application Procedures
Interested candidates, please email your resume to:

Attention: Lynn Mak Ling Ling (CEI No. R1986990)
[Click Here to Email Your Resume]
Recruit Express Pte Ltd (EA No. 99C4599)

Company Overview
Recruit Express Pte Ltd