Snaphunt Pte Ltd

Marketing Compliance Associate

Snaphunt Pte Ltd| Date Posted: 3-Aug-2020
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Job Nature:
Permanent
Position Level:
Entry Level, Experienced
Qualification:
ITE/ NITEC/ Higher NITEC, Diploma, Bachelor's / Honours

Job Description

The Offer

 

  • Excellent opportunity to gain regional exposure in an established firm
  • Work alongside & learn from best in class talent
  • Dynamic, multi-cultural work environment

 

The Employer

Our client is a a leading international wealth management firm. With officers across the globe, they strive to deliver high-quality advice and services tailored to each client.

 

The Job

 

You will be responsible for :

  • Overseeing all aspects of compliance with internal policies and regulatory requirements.
  • Proactively identifying current/potential compliance issues relating to marketing materials and ensuring these are appropriately escalated so that appropriate remedial actions are taken in a timely manner.
  • Reviewing and updating compliance policies and procedures.
  • Monitoring regulatory developments, analysing their business impact and updating policies and procedures to reflect these in collaboration with team members.
  • Acting as subject matter expert and conducting training on compliance matters to raise compliance awareness across the organisation.
  • Handling all related enquires and providing compliance advice to the business to ensure compliance with internal policies and regulatory requirements.
  • Acting as the main point of contact for any correspondence with regulatory authorities.
  • Advising the business on any changes /updates on requirements from regulatory bodies.

 

The Profile

 

  • You have at least 2 years of relevant experience, ideally in an Asset Management firm.
  • You have a strong understanding of regulations within Southeast Asia.
  • You possess excellent communication and business partnering skills and can collaborate effectively with multiple stakeholders of all levels
  • You pay strong attention to detail and deliver work that is of a high standard
  • You are adaptable and thrive in changing environments
  • You are a strong team player who can manage multiple stakeholders

 

 

Ref :79548018

Company Overview
Snaphunt Pte Ltd