*Immediate Hire* Contract Risk and Control/ Quality Advisory (Insurance, up to $3,200)

Recruit Express Pte Ltd| Date Posted: 16-Mar-2021
EA Licence No: 99C4599|EA Personal Registration No: R1878026
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Job Nature:
Permanent, Contract
Position Level:
Entry Level, Experienced
Qualification:
Diploma, Bachelor's / Honours

Job Description

  • Maintain appropriate records and ensure that controls are well designed and operating effectively to keep the risks that they mitigate within tolerance level. Report and escalate the status of the relevant risks and controls as appropriate.
  • Ensure that representatives receive adequate training to fulfil their compliance obligations. Ensure that new regulatory requirements impacting the department/function are implemented, and an effective process is in place for regulatory consultations to be reviewed and analysed by subject matter experts. Undertake regular self-assessments of the effectiveness of controls using tools such as regulatory obligations mapping to confirm compliance. Ensure that potential control gaps, failures or breaches that could or have already resulted in a regulatory breach are escalated in accordance with issued guidelines.
  • Provide guidance and ensure appropriate levels of financial advisory knowledge and experience within the team tosupport the delivery of Fair Dealing Outcomes.

Requirements:

  • At least 1-2 years of working experience in financial industry preferred

Interested applicants, kindly send your resume to [Click Here to Email Your Resume]

Joey Chen Hui Yi (R1878026)

Recruit Express Pte Ltd

EA Licence No.: 99C4599

Company Overview
Recruit Express Pte Ltd