*IMMEDIATE* Contract Insurance Operations Executive - Risk & Control (Up to $3,200)
Recruit Express Pte Ltd| Date Posted: 8-Feb-2021
EA Licence No: 99C4599|EA Personal Registration No: R1986990
Entry Level, Experienced
Diploma, Bachelor's / Honours
- Assist the Quality Advisory & Standards team in the organization and identify gaps, if any in the monitoring process and recommend appropriate measures to ensure professional standards are met.
- Ensures proper procedures and robust measures are put in place
- Ensures that quality advices are provided to customers in accordance to Fair Dealings guideline and Representatives adhere to good conduct practices.
- Identify, own and manage key risks and controls relevant to the role.
- Maintain appropriate records and ensure that controls are well designed and operating effectively to keep the risks
- Ensure that representatives receive adequate training to fulfil their compliance obligations.
- Ensure that new regulatory requirements impacting the department/function are implemented, and an effective process is in place for regulatory consultations to be reviewed and analysed by subject matter experts.
- Ensure that potential control gaps, failures or breaches that could or have already resulted in a regulatory breach are escalated in accordance with issued guidelines.
- Provide guidance and ensure appropriate levels of financial advisory knowledge and experience within the team to support the delivery of Fair Dealing Outcomes.
- Min. Diploma / Degree
- Prior working experience in the financial industry providing financial advice (i.e. financial consultatns)
- Able to start work immediately
Interested candidates, please email your resume to:
Attention: Lynn Mak Ling Ling (CEI No. R1986990)
[Click Here to Email Your Resume]
Recruit Express Pte Ltd (EA No. 99C4599)
Recruit Express Pte Ltd