*IMMEDIATE* Contract Insurance Operations Executive - Quality Advisory & Standards (Up to $3,200)

Jobs Responsibilities

• Assist the Quality Advisory & Standards team in the organization and identify gaps, if any in the monitoring process and recommend appropriate measures to ensure professional standards are met.  
• Ensures proper procedures and robust measures are put in place 
• Ensures that quality advices are provided to customers in accordance to Fair Dealings guideline and Representatives adhere to good conduct practices.  
• Identify, own and manage key risks and controls relevant to the role.
• Maintain appropriate records and ensure that controls are well designed and operating effectively to keep the risks
• Ensure that representatives receive adequate training to fulfil their compliance obligations.
• Ensure that new regulatory requirements impacting the department/function are implemented, and an effective process is in place for regulatory consultations to be reviewed and analysed by subject matter experts.
• Ensure that potential control gaps, failures or breaches that could or have already resulted in a regulatory breach are escalated in accordance with issued guidelines.
• Provide guidance and ensure appropriate levels of financial advisory knowledge and experience within the team to support the delivery of Fair Dealing Outcomes.

Job Requirements

• Min. Diploma / Degree
• Min. 1-2 years working experience in the financial industry providing financial advice (i.e. financial consultatns)
• Able to start work immediately

Application Procedures
Interested candidates, please email your resume to:

Attention: Lynn Mak Ling Ling (CEI No. R1986990)
[Click Here to Email Your Resume]
Recruit Express Pte Ltd (EA No. 99C4599)