Compliance officer (Periodic review)

GMP BANKING| Date Posted: 18-Jan-2021
EA Licence No: 09C3051|EA Personal Registration No: R1988538
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Job Nature:
Contract, Temporary
Position Level:
Entry Level, Experienced
Diploma, Bachelor's / Honours, Masters / PhD

Job Description

1 year contract (Full-time) compliance officer under For Periodic Review team, reporting to Head of Periodic Review, Compliance

Private Bank

$3500 to $4900



  • Escalate newly identified risk indicators or unusual transaction patterns during course of reviews per internal policy
  • Transaction review and conduct name screenings (Google, World check, Factiva)
  • Provide administrative, ad-hoc support and be the single point of contact/case manager for Front Office on periodic reviews to the team.
  • Foster a positive Compliance culture within the Bank through advice, communication and training


  • At least 1 years of experience in conducting KYC periodic review or due diligence checks, including exposure in the private wealth environment.
  • Prior experience in cover KYC due diligence review checks (including Source of Wealth, Source of Funds checks and obtaining relevant corroborative evidences) is a must.  
  • Should possess good analytical skills and able to independently perform in-depth analysis on Compliance related matters, particularly on Client Periodic Review.

Please state the following in the resume in words format.

  • Number of year(s) of experience in Private bank
  • Number of year(s) of experience doing name screening
  • Your availability
  • Current and expected salary

To apply, please visit and search for Job Reference: 17198
To learn more about this opportunity, please contact Ujun Tan at [Click Here to Email Your Resume]
We regret that only shortlisted candidates will be notified.
GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | EA Personnel: Ujun Tan | Registration No: R1988538

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