Compliance Executive

SingCapital Pte Ltd| Date Posted: 21-Sep-2020
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Job Nature:
Position Level:
Diploma, Bachelor's / Honours

Job Description



  • Responsible for AML / CFT matters.
  • Conduct due diligence checks on corporations / individuals.
  • Conduct Balanced Scorecard audit for financial consultants. This includes sales advisory auditing, grading and reporting to MAS.
  • Perform detailed monitoring of company training and competency framework / standards.
  • Perform detailed monitoring of representatives' sales advisory processes.
  • Act as the main liaison officer with MAS.
  • Ensure marketing materials comply with laws / regulations and company guidelines.
  • Handle customer complaints which would involve investigation and report writing.
  • Act as the Data Protection Officer for the company.
  • Any other duties as assigned.


  • Diploma and above.
  • Candidates with relevant experience (preferably in the insurance industry) will have an added advantage.
  • Meticulous and detail-oriented.
  • Possess good organizational and time management skills.
  • Maintain high standard of accuracy in work.
  • Positive attitude and willing to learn.
  • Self-motivated with good interpersonal skills.
  • Proficient in Microsoft Office.
  • Good command of English.
  • Able to multi-task and perform under stress.

Other Information

  • Working Location: Paya Lebar Square
  • 5-day work week, Mondays to Fridays 9.00am - 6.00pm


  • Conducive working environment, comprehensive training will be provided, great career progression, annual leave (up to 21 days), festive leave (extra 3 days' leave to celebrate chosen festival), overseas staff outing, birthday vouchers, medical and insurance benefit etc.


Interested candidates are invited to submit a comprehensive resume, stating the expected salary and date of availability via JobsCentral portal.


We regret that only shortlisted candidate will be notified.

Company Overview
SingCapital Pte Ltd