GMP BANKING

Business Risk Manager (12 months contract)

GMP BANKING| Date Posted: 15-Jun-2020
EA Licence No: 09C3051|EA Personal Registration No: R1988538
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Job Nature:
Contract
Position Level:
Manager, Senior Manager
Qualification:
Bachelor's / Honours, Masters / PhD

Job Description

Business Risk Manager (12 months contract)

Up to $5400

Responsibilities:

  • Work in tandem with Business Risk Manager to detect, assess and mitigate wealth management front office business and regulatory risks

  • Understand Bank’s risk and control framework, compliance framework and operating procedures

  • Conduct periodic controls for front office business activities including suitability/selling process, trade and advice documentation, portfolio risk mismatch disclosure, Call Report quality and quantity, fee disclosure, cross-border compliance, pending items, hold mail, return mail, churning control etc. 

  • Consolidate, document control result and follow up on remediation actions of the controls, liaise with front office staff to ensure controls are accurately performed and follow up actions completed timely

  • Escalate to management on control gaps and issues identified through control execution

  • Prepare periodic report for control result and summarize findings

Requirements:

  • At least 5 years’ experience in a risk control position in the private banking industry with experience in control execution

  • Good knowledge of Avaloq is a plus

  • Experience in stakeholder management

Please state the following in the resume in words format.

  • Number of year(s) of experience in risk control in private banking front office
  • Number of year(s) of experience in support  front office as first line of defense. (FLOD) 
  • Your availability
  • Current and expected salary

To apply, please visit www.gmprecruit.com and search for Job Reference: 16514
To learn more about this opportunity, please contact Ujun Tan at [Click Here to Email Your Resume]
We regret that only shortlisted candidates will be notified.
GMP Technologies (S) Pte Ltd | EA Licence: 11C3793 | EA Personnel: Ujun Tan | Registration No: R1988538

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GMP BANKING